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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-06 |
| CO | RA | APPROVED | 2022-04-26 |
Branch Locations
205 Detroit Street 5Th Floor, Denver, CO 80206 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 01/2008 | 04/2022 |
| Bank Of America, N.A. | Denver | CO | 09/2017 | 04/2022 |
| Ubs Financial Services Inc. | Denver | CO | 04/2022 | Present |
1. 34 N Corona Street LLC, a local rental property, Proprietor / owner, it's a rental, so just cutting the grass, routine maintenance, and paying the mortgage, start date-10/6/2022, Denver CO United States.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-05-03 |
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