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Kevin Deryl Beck

Wells Fargo Clearing Services, LLC

Colorado Springs, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-05
CO RA APPROVED 2014-04-08
  • TX RA
    APPROVED_RES
    Since 2015-10-05
  • CO RA
    APPROVED
    Since 2014-04-08

Branch Locations

102 S Tejon St Ste 1000, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwood Village CO 04/2014 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 Present
Previous Registrations
  • 2013-02-24 → 2014-04-04
    Curian Capital, Llc
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-22
S63 Uniform Securities Agent State Law Examination 2008-09-30
  • S65 Uniform Investment Adviser Law Examination
    2013-02-22
  • S63 Uniform Securities Agent State Law Examination
    2008-09-30

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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