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John Christopher Marsh

Ubs Financial Services Inc.

La Jolla, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-09
NV RA APPROVED 2016-07-05
LA RA APPROVED 2016-06-28
CA RA APPROVED 2010-06-02
  • TX RA
    APPROVED_RES
    Since 2023-01-09
  • NV RA
    APPROVED
    Since 2016-07-05
  • LA RA
    APPROVED
    Since 2016-06-28
  • CA RA
    APPROVED
    Since 2010-06-02

Branch Locations

1200 Prospect St Suite 100, La Jolla, CA 92038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beverly Hills CA 01/2008 Present
Other Businesses

Ronald McDonald House of San Diego / 2929 Childrens Way san diego,ca 92123 / Foundation/ Charities, Cultural, Educational & Political Organisations / serving families in need of food/shelter when member is in hospital / Member of Board of Directors / / trustee role includes mostly advisory and fundraising / Start Date 10/1/2015 / rarely but some board meetings may take place during market hours 1x / month 2) Name of Business; LHON Collective./ Address: 2505 Presidio Dr San Diego CA United States92103./ Investment Related: No./ Nature: non-profit focused on supporting rare disease patient community and advancing medical science toward trials and eventual cures./ Role: Officer./Duty: As Board Member and officer role of Secretary, I will be helping shape the business plan and oversight of activities, including development of a medical registry, partnerships with other non-profits, and grants./ Start Date: 10/1/2022./ Time Required: Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-01
  • S66 Uniform Combined State Law Examination
    2010-06-01
Other Names
  • Chris Marsh

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