Paul Serban Cotofana

Independent Financial Group, LLC

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Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-27
CA	RA	APPROVED	2021-04-26

TX RA
APPROVED_RES

Since 2021-04-27
CA RA
APPROVED

Since 2021-04-26

Branch Locations

12671 High Bluff Dr Ste 200, San Diego, CA 92130 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc	Phoenix	AZ	01/2009	04/2021
Sagepoint Financial	Scottsdale	AZ	08/2019	04/2021
Independent Financial Group Llc	San Diego	CA	04/2021	Present

01/2009 → 04/2021

Sagepoint Financial, Inc

Phoenix, AZ
08/2019 → 04/2021

Sagepoint Financial

Scottsdale, AZ
04/2021 → Present

Independent Financial Group Llc

San Diego, CA

Previous Registrations

2019-08-06 → 2021-04-15

Osaic Services, Inc.

Scottsdale, AZ
2014-07-18 → 2019-07-23

Woodbury Financial Services, Inc.

Oakdale, MN

Phoenix, AZ
2014-07-18 → 2019-07-23

Fsc Securities Corporation

Atlanta, GA
2014-07-18 → 2019-07-23

Osaic Wealth, Inc.

Scottsdale, AZ

Phoenix, AZ
2014-07-18 → 2019-07-23

Osaic Services, Inc.

Scottsdale, AZ
2010-08-12 → 2014-06-12

Osaic Services, Inc.

Scottsdale, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-02
S63	Uniform Securities Agent State Law Examination	2010-05-17

S66 Uniform Combined State Law Examination

2010-08-02
S63 Uniform Securities Agent State Law Examination

2010-05-17

View on SEC IAPD

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