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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Memphis | TN | 01/2015 | 03/2017 |
| Massmutual Life Insurance Co | Memphis | TN | 07/2016 | Present |
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | Present |
(1)NAME: Philip E. LaMoreaux, III INV REL: Y ADD: 5100 Poplar Ave Suite 2300 Memphis, TN NATURE: Insurance Brokerage/Group Life/Health POSITION: Agent START DATE: 01/2009 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 1 (2)Name: Philip E LaMoreaux III- Conservator, Inv Rel: Y Addr: @ residential addr on file Nature: Trustee, Position: Conservator, Start: 2/10/2017, No Hr/Mo:varies, No Hr/Mo dur Trading: varies, Duties: I handle all of my mother's personal finances and healthcare needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-12 |
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