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David M Romanelli

Morgan Stanley

Allentown, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-02-18
TX RA APPROVED_RES 2020-04-08
PA RA APPROVED 2009-06-01
  • NJ RA
    APPROVED
    Since 2022-02-18
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • PA RA
    APPROVED
    Since 2009-06-01

Branch Locations

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Allentown PA 08/2007 Present
Morgan Stanley Smith Barney Allentown PA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2007 → Present
    Citigroup Global Markets Inc.
    Allentown, PA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Allentown, PA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
  • S66 Uniform Combined State Law Examination
    2007-10-16

View on SEC IAPD

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LOMBARD ADVISERS INCORPORATED
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J.P. MORGAN SECURITIES LLC
ERICKSON FINANCIAL GROUP, LLC
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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