Inactive

Charles F Fellows

Summit Financial, LLC

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Current Employers

Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-03-09

OH RA
APPROVED

Since 2026-03-09

Branch Locations

7755 Montgomery Road Suite 350, Cincinnati, OH 45326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Cincinnati	OH	12/2014	03/2023
Wells Fargo Clearing Services, Llc	Cincinnati	OH	05/2023	03/2026
Summit Financial, Llc	Parsippany	NJ	03/2026	Present

12/2014 → 03/2023

U.S. Bancorp Investments, Inc.

Cincinnati, OH
05/2023 → 03/2026

Wells Fargo Clearing Services, Llc

Cincinnati, OH
03/2026 → Present

Summit Financial, Llc

Parsippany, NJ

Previous Registrations

2023-08-09 → 2026-03-10

Wells Fargo Clearing Services, Llc

Cincinnati, OH
2014-12-01 → 2016-10-12

U.S. Bancorp Investments, Inc.

Cincinnati, OH
2012-06-04 → 2014-12-01

Windsor Capital Advisors, Llc

Cincinnati, OH
2009-04-30 → 2012-05-16

Sequoia Wealth Counsel

Cincinnati, OH
2007-11-02 → 2009-05-13

Ubs Financial Services Inc.

Cincinnati, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-24
S63	Uniform Securities Agent State Law Examination	2015-02-12

S66 Uniform Combined State Law Examination

2023-08-24
S63 Uniform Securities Agent State Law Examination

2015-02-12

Designations

Other Names

Charles Fellows
Charles Freeman Fellows

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC

OSAIC WEALTH, INC.

BAHL & GAYNOR LLC

BRIXEY & MEYER CAPITAL LLC

OPUS CAPITAL MANAGEMENT

FORMIDABLE ASSET MANAGEMENT, LLC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER

ANDERS KRISTIAN JUEL

CHARLES FREDERICK HAIS

CHRISTOPHER CHARLES HAIS

CHARLES MICHAEL HAIS

JEFFREY ROBERT WALKUP

MICHAEL WILLIAM POPIL

BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH

OSAIC WEALTH, INC. · CINCINNATI, OH

BAHL & GAYNOR LLC · CINCINNATI, OH

BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH

OPUS CAPITAL MANAGEMENT · CINCINNATI, OH

FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH

RC CAPITAL · CINCINNATI, OH

STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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