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Michael Moore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA

Conshohocken, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-11-24
NJ RA APPROVED 2007-12-13
TX RA APPROVED 2007-12-13
  • PA RA
    APPROVED
    Since 2015-11-24
  • NJ RA
    APPROVED
    Since 2007-12-13
  • TX RA
    APPROVED
    Since 2007-12-13

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Conshohocken, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Incorporated Wayne PA 09/2007 Present
Bank Of America, N.A. Wayne PA 10/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2007-12-10

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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