Brian Dat Nguyen

Current Employers

Employment History

• 02/2011 → 11/2021
  Fremont Bank
  Fremont, CA
• 05/2011 → 11/2016
  Sorrento Pacific Financial, Llc
  San Diego, CA
• 11/2016 → 11/2021
  Lpl Finanical Llc
  Fremont, CA
• 11/2021 → 12/2022
  Investor Fan
  Snoqualmie, WA
• 12/2022 → Present
  Twin Peaks Wealth Advisors, Llc
  San Francisco, CA
• 12/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2021-11-18 → 2023-01-17
  Investor Fan
  Boise, ID
  Newark, CA
• 2016-11-15 → 2021-11-12
  Lpl Financial Llc
  San Jose, CA
  Fremont, CA
  Fremont, CA
  San Diego, CA
  Fremont, CA
  San Jose, CA
  Hayward, CA
  San Jose, CA
• 2011-05-19 → 2016-11-15
  Sorrento Pacific Financial, Llc
  Fremont, CA
• 2011-04-07 → 2011-05-23
  Uvest Financial Services Group, Inc.
  Fremont, CA

Other Businesses

1) Twin Peaks Wealth Advisors. Investment Related. 3900 NewPark Mall Rd Suite #331 Newark, CA 94560. RIA. Investment Advisor Representative. 12/01/2022. Hrs/month 160 all during trading hours. 2) Self. Investment Related. 3900 NewPark Mall Rd Suite #331 Newark, CA 94560. - Non-Variable Insurance - Agent - Start Date: 12/27/2022 - 10 Hours Per Month/0 Hour During Securities Trading. 3) IMO Insurance Brokerage. Investment Related. 3900 NewPark Mall Rd Suite #331 Newark, CA 94560. - Fixed/Index Annuities - Agent - 12/27/2022 - 10 Hours Per Month/0 Hour During Securities Trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-06
• S63 Uniform Securities Agent State Law Examination
  2007-12-13

Designations