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7373 E. Doubletree Ranch Road Suite 170, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-05-28 |
| TX | RA | APPROVED_RES | 2021-05-26 |
Branch Locations
7373 Doubletree Ranch Road Suite 170, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group, Llc | Scottsdale | AZ | 10/2016 | 06/2021 |
| Independent Financial Group, Llc | Scottsdale | AZ | 12/2016 | 06/2021 |
| Axiom Founders Family Office | Scottsdale | AZ | 05/2021 | Present |
| Independent Financial Group, Llc | Scottsdale | AZ | 06/2015 | 10/2016 |
| Axiom Risk Management, Llc | Scottsdale | AZ | 08/2022 | Present |
(1) AXIOM RISK MANAGEMENT, LLC; INVESTMENT RELATED; INSURANCE AGENCY; INSURANCE PRODUCER; 08/2022; APPROX. 10 HOURS PER MONTH DURING TRADING HOURS; INSURANCE PRODUCTION ACTIVITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-25 |
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