Peter Byron Nesbitt

West Chester, PA

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Current Employers

Dunham

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-07-29

CA RA
APPROVED

Since 2010-07-29

Branch Locations

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • UNITED STATES

6256 Greenwich Drive Suite 550, San Diego, CA 92122 • United States

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dunham & Associates Investment Counsel, Inc.	San Diego	CA	07/2010	Present

07/2010 → Present

Dunham & Associates Investment Counsel, Inc.

San Diego, CA

Previous Registrations

2009-02-11 → 2010-07-16

Independent Financial Group, Llc

San Diego, CA

Rancho Santa Fe, CA
2007-11-09 → 2008-05-14

Ameriprise Financial Services, Llc

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-29

S66 Uniform Combined State Law Examination

2007-10-29

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

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