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1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-09-18 |
Branch Locations
43 Main Street Se Suite 223, Minneapolis, MN 55414 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Minneapolis | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 08/2019 |
| Osaic Wealth, Inc. | Jersey City | NJ | 08/2019 | Present |
| Focus Financial Network, Inc. | Minneapolis | MN | 08/2019 | Present |
1. FOCUS FINANCIAL NETWORK POSITION: Financial Advisor NATURE: Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 136 START DATE: 09/07/2019 ADDRESS: 43 Main St SE, Ste 223, Minneapolis MN 55414, United States DESCRIPTION: Client facing Facilitating client reviews Financial Planning Answering phone calls from clients/vendors Scheduling meetings 2. FOCUS FINANCIAL NETWORK POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/03/2019 ADDRESS: 43 Main St SE, Ste 223, Minneapolis MN 55414, United States DESCRIPTION: Sale, application for, and service of annuity and life insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-24 |
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