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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Webster Bank | Avon | CT | 06/2016 | 03/2022 |
| Lpl Financial Llc | Avon | CT | 03/2017 | 03/2022 |
| Key Bank | Hartford | CT | 03/2022 | 04/2024 |
| Key Investment Services Llc | Brooklyn | OH | 05/2023 | 04/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Hartford | CT | 04/2024 | Present |
I*1865267 Entity Charitable Name of OBA: United Way of Central and Northeastern Connecticut Address: Hartord, Connecticut, 06106 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/03/2024 No Hours: 40 No Hours during trading: 8 Duties: Planning events, organizing networking opportunities, administrative support, community engagements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-12 |
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