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Donald C Kunkel

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-06-27
TX RA APPROVED 2017-06-27
  • OH RA
    APPROVED
    Since 2017-06-27
  • TX RA
    APPROVED
    Since 2017-06-27

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Cincinnati OH 02/2000 06/2017
Ubs Financial Services Cincinnati OH 06/2017 Present
  • 02/2000 → 06/2017
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Cincinnati, OH
  • 06/2017 → Present
    Ubs Financial Services
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-15
S66 Uniform Combined State Law Examination 2000-04-14
  • S65 Uniform Investment Adviser Law Examination
    2004-11-15
  • S66 Uniform Combined State Law Examination
    2000-04-14
Other Names
  • Donald C Kunkel
  • Donald Charles Kunkel

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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