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1600 Broadway 4Th Floor, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-08-04 |
| CA | RA | APPROVED | 2022-10-26 |
| CO | RA | APPROVED | 2019-10-03 |
| TX | RA | APPROVED | 2019-10-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown & Company | Denver | CO | 10/2015 | 09/2019 |
| Lpl Financial, Llc | Denver | CO | 11/2015 | 10/2019 |
| Bok Financial Private Wealth, Inc | Denver | CO | 09/2019 | Present |
1. 11/20/2015: MJ Walsh Property Investments LLC - Investment Related - Denver, CO - Real Estate Rental - Started 7/6/2015 - 0 Hours Per Month - Joint owner with spouse.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-12-21 |
| S66 | Uniform Combined State Law Examination | 2007-10-19 |
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