Tyler Boone Powell

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-17
TX	RA	APPROVED_RES	2023-10-17

CA RA
APPROVED

Since 2023-10-17
TX RA
APPROVED_RES

Since 2023-10-17

Branch Locations

111 W Micheltorena St Ste 220, Santa Barbara, CA 93101 • United States

Santa Barbara, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Santa Barbara	CA	08/2014	10/2023
Lpl Financial Llc	Santa Barbara	CA	10/2023	Present

08/2014 → 10/2023

Stifel Nicolaus & Co Inc

Santa Barbara, CA
10/2023 → Present

Lpl Financial Llc

Santa Barbara, CA

Previous Registrations

2014-08-29 → 2023-10-26

Stifel, Nicolaus & Company, Incorporated

Santa Barbara, CA
2008-01-01 → 2014-08-27

Wells Fargo Clearing Services, Llc

Montecito, CA

Santa Barbara, CA
2007-10-22 → 2008-01-01

A. G. Edwards & Sons, Inc.

St. Louis, MO

Santa Barbara, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-19

S66 Uniform Combined State Law Examination

2007-10-19

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews