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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-02
NY RA APPROVED 2021-05-13
  • TX RA
    APPROVED_RES
    Since 2022-05-02
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

6225 Sheridan Drive Suite 212, Williamsville, NY 14221 • United States

One Huntington Quadrangle Suite 1C01, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Williamsville NY 09/2014 Present
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6225 SHERIDAN DR STE 212; WILLIAMSVILLE; NY; 14221; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 10/3/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS.| NAME OF ENTITY:Lockport Little League Baseball; No; 6520 Lincoln Ave; Lockport; NY; 14094; Tee Ball for children ages 4-7; Coach; 5/12/2018; 12; 0; I will be coaching my son's Tee Ball team| WILSON LITTLE LEAGUE BASEBALL POSITION: Coach NATURE: Baseball for children ages 7-10 INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2023 ADDRESS: 350 Ontario Street, Wilson NY 14172, United States DESCRIPTION: I will be coaching my son's Tee Ball team

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16

View on SEC IAPD

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