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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-19 |
| IL | RA | APPROVED | 2015-03-04 |
Branch Locations
1124 Rickard Rd. Ste A, Springfield, IL 62704-6365 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springfield | IL | 05/2008 | Present |
1. 10/22/2015 - NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started Date: 11/14/2014 - 1 Hours Per Month During Securities Trading. 2. 10/33/2019 - LifeMap Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 01/01/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 1/30/2020 - LifeMap Wealth Management LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2020 - 1 Hours Per Month During Securities Trading. 4. 5/18/2020 - Cornerstone Wealth Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/15/2020 - 200 Hours Per Month/8 Hours During Securities Trading. 5. 10/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/12/2021 - 2 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-07-29 |
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