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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-09
  • MI RA
    APPROVED
    Since 2023-06-09

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Grand Rapids MI 04/2012 05/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2023
Regal Investment Advisors, Llc Kentwood MI 06/2023 Present
  • 04/2012 → 05/2023
    Fidelity Investments
    Grand Rapids, MI
  • 07/2018 → 05/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2023 → Present
    Kentwood, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-12
  • S66 Uniform Combined State Law Examination
    2007-10-12

View on SEC IAPD

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