Daylen Robert Dye

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 05/2023
  Fidelity Investments
  Grand Rapids, MI
• 07/2018 → 05/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 06/2023 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2018-07-13 → 2023-06-08
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2012-05-02 → 2018-07-13
  Strategic Advisers Llc
  Grand Rapids, MI
• 2010-10-20 → 2012-04-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Traverse City, MI
• 2009-11-16 → 2010-10-29
  Fifth Third Securities, Inc.
  Elk Rapids, MI
  Traverse City, MI
  Traverse City, MI
  Traverse City, MI

Exams

• S66 Uniform Combined State Law Examination
  2007-10-12