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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-11
  • TX RA
    APPROVED
    Since 2021-06-11

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Heath, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 07/2007 12/2017
U.S. Bancorp Investments, Inc. St. Paul MN 01/2018 05/2021
Thrivent Investment Management Inc Minneapolis MN 06/2021 Present
Thrivent Financial Appleton WI 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-11
  • S66 Uniform Combined State Law Examination
    2007-10-11
Other Names
  • Pat Wilker

View on SEC IAPD

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