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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2009-01-06
  • TN RA
    APPROVED
    Since 2009-01-06

Branch Locations

6070 Poplar Avenue Suite 400, Memphis, TN 38119 • United States

Germantown, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Memphis TN 09/2014 Present
Previous Registrations
  • 2008-02-05 → 2008-12-24
    Banc Of America Investment Services, Inc.
    Memphis, TN
Other Businesses

2456 Arthur Road, Germantown, TN 38138 / 2456 Arthur Road Germantown,TN 38138 / Other/ Real Estate / The property is listed under my husband's name, Richard Bradley Harmon, and after we were married in June 2015 it was our primary residence for a period. Then we moved in December 2015 and it became a rental property. / Other / Husband owns the property / Work with property mgmt. company to lease and maintain property / Start Date 1/24/2019 / Rental property /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-01
  • S66 Uniform Combined State Law Examination
    2008-02-01
Designations
Other Names
  • Lyndsey Austin Williams
  • Lyndsey Austin Williams
  • Lyndsey W. Harmon

View on SEC IAPD

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