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1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-29 |
Branch Locations
2220 Briargate Parkway, Colorado Springs, CO 80920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altegris Investments, Inc. | La Jolla | CA | 02/2012 | 01/2018 |
| The Leaders Group Inc | Littleton | CO | 05/2018 | 12/2018 |
| Wealthvest | Bozeman | MT | 01/2018 | 09/2018 |
| Guardian Life Insurance Company Of America | Ventura | CA | 11/2018 | 12/2018 |
| Park Avenue Securities | Ventura | CA | 12/2018 | 12/2018 |
| Guardian Life Insurance Company | Santa Monica | CA | 12/2018 | 03/2019 |
| Park Avenue Securities | Santa Monica | CA | 12/2018 | 03/2019 |
| Guardian Life Insurance Company | San Diego | CA | 03/2019 | 12/2019 |
| Park Avenue Securities | San Diego | CA | 03/2019 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 02/2020 | 09/2022 |
| Bank Of America, N.A. | San Diego | CA | 03/2020 | 09/2022 |
| Emerge Capital Management, Inc. | Wilmington | DE | 10/2022 | 08/2023 |
| Alps Distributors, Inc. | Denver | CO | 10/2022 | 08/2023 |
| T. Rowe Price | Colorado Springs | CO | 08/2023 | 06/2026 |
| T Rowe Price | Colorado Springs | CO | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-04 |
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