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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-30 |
Branch Locations
115 N Dixie Dr. Ste 140, Lake Jackson, TX 77566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc | Lake Jackson | TX | 08/2007 | 08/2018 |
| Primerica Financial Services | Lake Jackson | TX | 01/2007 | 08/2018 |
| Lpl Financial Llc | Lake Jackson | TX | 08/2018 | Present |
1)8/30/18- David and Jacqueline Gerber Living Trust Dated 2/16/1995- Act in a Fiduciary Capacity -Non-Inv. Related- Lake Jackson, TX- start date 3/2013 - 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
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