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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-02-06 |
| NM | RA | APPROVED | 2024-10-07 |
| DC | RA | APPROVED | 2023-07-25 |
| HI | RA | APPROVED | 2023-06-15 |
| IL | RA | APPROVED | 2022-06-10 |
| MA | RA | APPROVED | 2022-02-23 |
| AZ | RA | APPROVED | 2022-02-11 |
| CO | RA | APPROVED | 2021-06-09 |
| NY | RA | APPROVED | 2021-04-16 |
| NE | RA | APPROVED | 2021-04-07 |
| MD | RA | APPROVED | 2021-02-23 |
| IA | RA | APPROVED | 2020-12-21 |
| NV | RA | APPROVED | 2020-05-12 |
| MO | RA | APPROVED | 2019-11-04 |
| ID | RA | APPROVED | 2019-08-23 |
| UT | RA | APPROVED | 2019-05-17 |
| KS | RA | APPROVED | 2017-07-17 |
| TX | RA | APPROVED | 2016-07-28 |
| IN | RA | APPROVED | 2015-11-16 |
| OH | RA | APPROVED | 2015-10-22 |
| OK | RA | APPROVED | 2014-04-01 |
| NC | RA | APPROVED | 2014-02-28 |
| WA | RA | APPROVED | 2014-01-02 |
| MI | RA | APPROVED | 2013-11-19 |
| FL | RA | APPROVED | 2013-02-07 |
| VA | RA | APPROVED | 2011-02-18 |
| CA | RA | APPROVED | 2008-02-01 |
Branch Locations
5280 Carroll Canyon Road Suite 103, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | San Diego | CA | 07/2007 | 10/2017 |
| Park Avenue Securities | San Diego | CA | 08/2007 | 10/2017 |
| Guardian Life Insurance Company | La Jolla | CA | 10/2017 | 10/2021 |
| Park Avenue Securities | La Jolla | CA | 10/2017 | 10/2021 |
| Guardian Life Insurance Company | San Diego | CA | 10/2021 | Present |
| Park Avenue Securities | San Diego | CA | 10/2021 | Present |
1. Living Legacy LLC - DBA, Start: 06/01/2008, Address: 5280 Carroll Canyon Road, Suite 103, San Diego, CA 92121, 120 total hours per month, 120 during securities trading hours, More than 10% annual compensation, Investment related, 2. Insurance Sales - Life, disability and long term care insurance options. Start: 10/21/2012 Address: 5280 Carroll Canyon Road, Suite 103, San Diego, CA 92121, 8 total hours per month, 8 during securities trading hours, More than 10% annual compensation, Investment related, 3. Provisors - Executive committee. Help determine who should be allowed to join or renew membership. Start: 04/15/2011, Address: 5280 Carroll Canyon Road, Suite 103, San Diego, CA 92121, 4 total hours per month, 3 during securities trading hours, No annual compensation, Not investment related, 4. Renaissance Executive Forum (REF), Ambassador, Start: 01/01/2025, Address: N/A. Events are held at various locations, 3 total hours per month, 3 during securities trading hours, No annual compensation, Not investment related 5) Scouting America Troop 676-Adult Quartermaster. Duties: keep track of the Scout Troop's gear, Start: 08/15/2025, Address: 13541 Stoney Creek Rd, San Diego, CA 92129, 6 total hours per month, 0 during securities trading hours, No annual compensation, Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-16 |
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