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Brooks Jonathan Fisher

T. Rowe Price Associates, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-02-26
  • CO RA
    APPROVED
    Since 2019-02-26

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services Inc Owings Mills MD 06/2007 Present
  • 06/2007 → Present
    T. Rowe Price Investment Services Inc
    Owings Mills, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-03
S63 Uniform Securities Agent State Law Examination 2007-10-26
  • S66 Uniform Combined State Law Examination
    2018-12-03
  • S63 Uniform Securities Agent State Law Examination
    2007-10-26

View on SEC IAPD

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SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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