Best Investors
Account
Sign in
Best Investors
Account
Sign in
350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-06 |
Branch Locations
350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States
324 East Wisconsin Ave Suite 720, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co. | Milwaukee | WI | 10/2015 | Present |
Name of Other Business: Graduate School of Banking at Colorado Address of Other Business: 11000 Westmoor Circle, Suite 180, Westminste, CO Nature of Other Business: Educational Institution Position: Other Time devoted to the Business: 20 hours per Year Compensation: Yes, Travel, hotel, meals and honorarium - all designed to compensate for expenses I incur while there.; 75 percent of time commitment during trading hours; Start date of other business is Dec 11,2017 Duties include: Independent Contractor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-09 |
Reach out to this advisor