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Kristen Mattingly Ellis

Raymond James & Associates, Inc.

Memphis, TN

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-11-09
  • TN RA
    APPROVED
    Since 2016-11-09

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kelman -Lazarov, Inc. Memphis TN 06/2011 09/2016
Raymond James & Associates, Inc. Memphis TN 11/2016 Present
The Court Company Memphis TN 11/2018 12/2025
  • 06/2011 → 09/2016
    Kelman -Lazarov, Inc.
    Memphis, TN
  • 11/2016 → Present
    Raymond James & Associates, Inc.
    Memphis, TN
  • 11/2018 → 12/2025
    The Court Company
    Memphis, TN
Previous Registrations
  • 2013-09-09 → 2016-11-29
    Kelman Lazarov Inc
    Memphis, TN
  • 2013-05-06 → 2016-07-25
    Cetera Wealth Services, Llc
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-04-02
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S65 Uniform Investment Adviser Law Examination
    2013-04-02
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21
Other Names
  • Kristen M Mattingly

View on SEC IAPD

Other Firms

NEWSOUTH CAPITAL MANAGEMENT INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PRIVATE ADVISOR GROUP, LLC
LPL FINANCIAL LLC
B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
COORDINATED CAPITAL SECURITIES, INC.

Other Investors

Lisa Gail Barker
CHADWICK JACKSON MYERS
MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN
INDEPENDENT FINANCIAL GROUP, LLC · MEMPHIS, TN

More in Memphis, TN

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