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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-29
TX RA APPROVED 2009-10-21
CT RA APPROVED 2007-12-01
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED
    Since 2009-10-21
  • CT RA
    APPROVED
    Since 2007-12-01

Branch Locations

600 Hamilton St, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Allentown PA 07/2007 Present
Bank Of America, N.A. Allentown PA 06/2011 Present
  • 07/2007 → Present
    Merrill Lynch
    Allentown, PA
  • 06/2011 → Present
    Bank Of America, N.A.
    Allentown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
  • S66 Uniform Combined State Law Examination
    2007-11-08
Other Names
  • Kim Grace Frankenfield
  • Kim Grace Price

View on SEC IAPD

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