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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
CO RA APPROVED 2023-03-30
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • CO RA
    APPROVED
    Since 2023-03-30

Branch Locations

1455 16Th St Ste 407, Denver, CO 80202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Trust Company Denver CO 03/2007 Present
J.P. Morgan Securities Llc Denver CO 07/2007 Present
Jpmorgan Chase Bank, N.A. Denver CO 11/2016 Present
  • 03/2007 → Present
    Jp Morgan Trust Company
    Denver, CO
  • 07/2007 → Present
    Denver, CO
  • 11/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-29
S63 Uniform Securities Agent State Law Examination 2007-10-01
  • S65 Uniform Investment Adviser Law Examination
    2023-03-29
  • S63 Uniform Securities Agent State Law Examination
    2007-10-01
Other Names
  • Daniel King

View on SEC IAPD

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