Carlos Bernardo Robert Guadalajara

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-18
CA	RA	APPROVED	2010-01-01

TX RA
APPROVED_RES

Since 2023-07-18
CA RA
APPROVED

Since 2010-01-01

Branch Locations

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Chula Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Diego	CA	01/2010	Present

01/2010 → Present

Ubs Financial Services Inc.

San Diego, CA

Previous Registrations

2009-04-14 → 2010-01-01

Ubs International Inc.

San Diego, CA
2007-09-14 → 2009-04-21

U.S. Bancorp Advisors, Llc

Coronado, CA

Other Businesses

International Wine & Food Society of London Tijuana Chapter / Tijuana, Baja California Tijuana,Baja California 22480 / / Other Club social sin fines de lucro / Juntarse a degustar vinos y comida / Member of Board of Directors / / Organizar cenas para los miembros / Start Date 01/01/2014 / End Date 12/31/2017

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-13

S66 Uniform Combined State Law Examination

2007-09-13

Other Names

Carlos Robert

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews