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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-28 |
| MO | RA | APPROVED | 2006-08-17 |
Branch Locations
400 Chesterfield Center,, Chesterfield, MO 63017 • United States
2345 S Brentwood Blvd Suite 200, Brentwood, MO 63144-2033 • United States
465 S Kirkwood Rd, Kirkwood, MO 63122 • United States
308 S Ninth Street - Ste 114, Columbia, MO 65201 • United States
4161 Highway K, O'FAllon, MO 63368 • United States
3310 Bluff Creek Drive Suite 101, Columbia, MO 65201 • United States
1421 Jungermann Rd, Saint Peters, MO 63376 • United States
9992 Lin Ferry Dr, Saint Louis, MO 63123 • United States
6105 Dunn Rd, Hazelwood, MO 63042 • United States
840 Meramec Station Rd, Twin Oaks, MO 63088 • United States
848 N Green Mountain Rd, Shiloh, IL 62221 • United States
7900 Mexico Rd, Saint Peters, MO 63376 • United States
4401 Smith Dr, Columbia, MO 65203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco Private Ledger) | Chesterfield | MO | 08/2006 | Present |
1. 8/9/2010: Brennan Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 2. 9/29/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent 10% - Fixed insurance, non-variable, multiple cos. Sale of life insurance. 3. 5/12/2017 - West Community Credit Union - DBA: West Community Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2017 - 40 Hrs/Mth - 40 Hrs During Trading . 4. 5/16/2017 - Tigers Community Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2017 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-30 |
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