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Kelly L.M. Rindock

Raymond James & Associates, Inc.

Allentown, PA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-19
PA RA APPROVED 2014-04-02
  • TX RA
    APPROVED_RES
    Since 2018-06-19
  • PA RA
    APPROVED
    Since 2014-04-02

Branch Locations

740 Hamilton Street Suite 220, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Center Valley PA 06/2007 Present
Moravian College Bethlehem PA 09/2013 10/2016
  • 06/2007 → Present
    Raymond James & Associates
    Center Valley, PA
  • 09/2013 → 10/2016
    Moravian College
    Bethlehem, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2008-01-11
Other Names
  • Kelly Lynn Mclean
  • Kelly Lynn Rindock

View on SEC IAPD

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ALIASGHER NURALI SOMJI
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Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA
SECTOR ANALYSTS LLC · ALLENTOWN, PA
LOMBARD ADVISERS INCORPORATED · Allentown, PA
WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA
J.P. MORGAN SECURITIES LLC · Trexlertown, PA
ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA
CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA
AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

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