Kelly L.M. Rindock

Raymond James & Associates, Inc.

CRD 5377000

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-19
PA	RA	APPROVED	2014-04-02

TX RA
APPROVED_RES

Since 2018-06-19
PA RA
APPROVED

Since 2014-04-02

Branch Locations

740 Hamilton Street Suite 220, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Center Valley	PA	06/2007	Present
Moravian College	Bethlehem	PA	09/2013	10/2016

06/2007 → Present

Raymond James & Associates

Center Valley, PA
09/2013 → 10/2016

Moravian College

Bethlehem, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-11

S66 Uniform Combined State Law Examination

2008-01-11

Other Names

Kelly Lynn Mclean
Kelly Lynn Rindock

View on SEC IAPD

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