Jonathan Barry Smith

Current Employers

Employment History

• 09/2014 → 01/2019
  Fidelity Brokerage Services Llc
  Westlake, TX
• 07/2018 → 01/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 01/2019 → Present
  Capfinancial Securities Llc
  Raleigh, NC
• 01/2019 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC

Previous Registrations

• 2018-07-13 → 2019-01-30
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2014-09-12 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX
• 2011-12-01 → 2012-10-26
  Td Ameritrade, Inc.
  Omaha, NE
  Fort Worth, TX
• 2011-12-01 → 2012-10-26
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX

Other Businesses

Name: Uber Eats; Investment-Related: No Address: Nature: Food Delivery; Position/Title: Driver; Start: 11/2/2024; Hours/Month: 10; Hours during Market Hours: 0; Duties: Delivering food orders

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-30
• S63 Uniform Securities Agent State Law Examination
  2007-10-12