Steven Troy Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 03/2025
  Raymond James Financial Services
  Longmont, CO
• 08/2010 → 03/2025
  Raymond James Financial Services Advisors, Inc
  Longmont, CO
• 08/2010 → Present
  Tenacity Investment Group
  Longmont, CO
• 03/2025 → Present
  Lpl Financial Llc
  Longmont, CO

Previous Registrations

• 2010-08-03 → 2025-03-25
  Raymond James Financial Services Advisors, Inc
  Longmont, CO
• 2005-09-09 → 2010-08-09
  Wells Fargo Investments, Llc
  Westminster, CO
  Westminster, CO
  Commerce City, CO
  Brighton, CO
  Brighton, CO
• 2004-09-16 → 2005-09-13
  Ameriprise Advisor Services, Inc.
  Boulder, CO
• 2004-08-23 → 2004-09-17
  A. G. Edwards & Sons, Inc.
  Boulder, CO
• 2002-09-06 → 2004-09-16
  Quick & Reilly, Inc.
  Boulder, CO

Other Businesses

1-12/2024 / Tenacity Investment Group LLC / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 50 HRS MNTH / 7 HRS DURING TRADING / START 2/17/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-08
• S63 Uniform Securities Agent State Law Examination
  2000-07-11

Other Names

• Steve Troy Jones