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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-05 |
Branch Locations
4045 Mendenhall Oaks Parkway, High Point, NC 27265 • United States
212 E. Main Street, Moncks Corner, SC 29461 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Greensboro | NC | 04/2010 | Present |
| First Citizens Investor Services | Raleigh | NC | 12/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-11 |
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