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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-04-05
  • NC RA
    APPROVED
    Since 2024-04-05

Branch Locations

4045 Mendenhall Oaks Parkway, High Point, NC 27265 • United States

212 E. Main Street, Moncks Corner, SC 29461 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Greensboro NC 04/2010 Present
First Citizens Investor Services Raleigh NC 12/2010 Present
  • 04/2010 → Present
    First Citizens Bank
    Greensboro, NC
  • 12/2010 → Present
    First Citizens Investor Services
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-05
S63 Uniform Securities Agent State Law Examination 2007-10-11
  • S65 Uniform Investment Adviser Law Examination
    2024-04-05
  • S63 Uniform Securities Agent State Law Examination
    2007-10-11

View on SEC IAPD

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