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Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2023-03-07 |
| OR | RA | APPROVED | 2020-09-17 |
| NH | RA | APPROVED | 2011-02-25 |
| CA | RA | APPROVED | 2009-06-09 |
Branch Locations
3902 State Street Suite #101, Santa Barbara, CA 93105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Olive Hill Farm | Santa Ynez | CA | 06/2005 | 09/2022 |
| Gainey Vineyard | Santa Ynez | CA | 06/2005 | 09/2022 |
| Centaurus Financial, Inc. | Orange | CA | 06/2007 | Present |
1. TREMBLAY FINANCIAL SERVICES POSITION: Registered Representative NATURE: Tremblay Financial Services used as DBA for branding purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 6 START DATE: 08/01/2007 ADDRESS: 3902 State Street, Suite 101, Santa Barbara CA 93105, United States DESCRIPTION: Tremblay Financial Services used as DBA for branding purposes only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-03 |
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