Avi Zimbalist Levine

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Pruco Securities, Llc.
  White Plains, NY
• 08/2016 → Present
  Prudential Insurance Company Of America
  White Plains, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Southport, CT

Previous Registrations

• 2021-06-07 → 2024-11-14
  Pruco Securities, Llc.
  White Plains, NY
  White Plains, NY
  Southport, CT
  Southport, CT
  Southport, CT

Other Businesses

1) 10/28/2024- Glenn Levine Insurance and Financial Services- Non-Variable Insurance- Group Benefits quoting for Glenn Levine. Glenn pays me directly on a monthly basis for quoting group health insurance plans.- inv related- at South Easton, MA- start date 12/22/2022- 10hrs/mnt-10hrs during trading 2) 12/10/2024- Clarity Wealth Advisors- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 01/01/2025- 180hrsmnth-150hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-11-11
• S63 Uniform Securities Agent State Law Examination
  2016-08-13

Designations

• Certified Financial Planner