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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-07-15
  • OH RA
    APPROVED
    Since 2015-07-15

Branch Locations

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

7465 Sr 366 Ste A, Huntsville, OH 43324 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 07/2015 Present
Wayne C. Brantley Huntsville OH 05/2008 Present
  • 07/2015 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 05/2008 → Present
    Wayne C. Brantley
    Huntsville, OH
Previous Registrations
Other Businesses

1.) WAYNE C. BRANTLEY - AGENT - NON-VARIABLE INSURANCE - HUNTSVILLE, OH - SINCE 05/2008 - INVESTMENT RELATED 2.) CLARK FINANCIAL GROUP - ASSOCIATE - DBA NAME FOR MARKETING PURPOSES ONLY - HUNTSVILLE, OH - SINCE 06/2008 - INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-09-05
  • S63 Uniform Securities Agent State Law Examination
    2019-09-05
Designations

View on SEC IAPD

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