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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-08-24
  • IL RA
    APPROVED
    Since 2018-08-24

Branch Locations

993 Clocktower Dr Ste B, Springfield, IL 62704 • United States

419 Pulaski St Ste A, Lincoln, IL 62656 • United States

921 Charleston Ave, Mattoon, IL 61938-4222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Springfield IL 07/2007 03/2020
Ameriprise Financial Services, Llc Springfield IL 03/2020 Present
Other Businesses

Outside Employment; DDC INC; Director of Operations; Associate Financial Advisor at DDC INC.; 993 Clocktower Drive Suite B, , Springfield, IL, 62704; Investment-Related; 09/01/2017; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-24
  • S66 Uniform Combined State Law Examination
    2018-08-24
Other Names
  • Emily Frances Poulliard

View on SEC IAPD

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