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Salvatore Philip Baio

Ubs Financial Services Inc.

Fort Myers, FL

Bonita Springs, FL

Naples, FL

Naples, FL

Sarasota, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-05
NY RA APPROVED 2021-10-26
  • NJ RA
    APPROVED
    Since 2023-04-05
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

12800 University Drive Suite 500, Fort Myers, FL 33907 • United States

8000 Health Care Center Blvd., Bonita Springs, FL 34135 • United States

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

801 Laurel Oak Drive Suite 500, Suntrust Building, Naples, FL 34108 • United States

1819 Main Street Suite 900, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Louis MO 12/2015 09/2016
Ubs Financial Services Inc. Sarasota FL 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-06
  • S66 Uniform Combined State Law Examination
    2010-02-06

View on SEC IAPD

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DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
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WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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