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Carl S Aloupis Jr

Ubs Financial Services Inc.

Wellesley, MA

Shrewsbury, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-21
  • TX RA
    APPROVED_RES
    Since 2017-08-21

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Shrewsbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wellesley MA 01/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-18
S63 Uniform Securities Agent State Law Examination 2000-03-30
  • S66 Uniform Combined State Law Examination
    2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    2000-03-30
Other Names
  • Carl Spiros Aloupis
  • Carl Spiros Aloupis
  • Carl Jr.,Carl Aloupis Jr.

View on SEC IAPD

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