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Michael Alexander Sigmon

Wells Fargo Clearing Services, LLC

Greensboro, NC

Winston Salem, NC

Burlington, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-06-29
  • NC RA
    APPROVED
    Since 2012-06-29

Branch Locations

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

1708 Westbrook Ave, Burlington, NC 27215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greensboro NC 06/2012 11/2016
Wells Fargo Clearing Services, Llc Greensboro NC 11/2016 Present
Previous Registrations
  • 2007-08-17 → 2012-07-06
    Morgan Keegan & Company, Llc
    Greensboro, NC
    Durham, NC
    Raleigh, NC
    Greensboro, NC
    Raleigh, NC
    Greensboro, NC
Other Businesses

NC REAL ESTATE COMMISSION; REAL ESTATE LICENSE; RALEIGH, NC. NC ARMY NATIONAL GUARD, NOT INV RELATED, CHARLOTTE, NC, NATIONAL GUARDSMAN, START 1/1/2017, 24 HOURS PER MONTH, 4 DURING TRADING, MILITARY RESERVIST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-16
  • S66 Uniform Combined State Law Examination
    2007-08-16
Designations
Other Names
  • Alex Sigmon
  • M Alex Sigmon

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BY DESIGN FINANCIAL PLANNING
AMERITAS ADVISORY SERVICES, LLC
SMITH PARTNERS WEALTH MANAGEMENT, LLC
CREDIT UNION INVESTMENT SERVICES

Other Investors

Bradley Donald Ross
Douglas Kenely
Ashley Cook
KEVIN BLAKE GUNTER
Jeffrey David Bercaw
John B Bailey
RANDAL LYNN SIPKEMA
PHILLIP PATRICK SIELATYCKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREENSBORO, NC
BANKERS LIFE ADVISORY SERVICES, INC. · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC
BY DESIGN FINANCIAL PLANNING · GREENSBORO, NC
CETERA INVESTMENT ADVISERS LLC · GREENSBORO, NC

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