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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 10/2016 | 10/2017 |
| Jpmorgan Chase Bank Na | New York | NY | 10/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2017 | 03/2023 |
| Steward Partners Global Advisory, Llc | New York | NY | 03/2023 | 10/2025 |
| Steward Partners Investment Solutions, Llc | Dallas | TX | 03/2023 | 10/2025 |
| Steward Partners Investment Advisory, Llc | Dallas | TX | 03/2023 | 10/2025 |
| Lpl Financial Llc | Midland | TX | 10/2025 | Present |
1. 10/2025 - Heritage Private Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 50 Hour(s)/Month - 10 Hour(s) During Trading - Midland TX 79705 - OBA Start Date: 10/08/2025 2. 10/2025 - W9th Rental Property - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Dallas TX 75211 - OBA Start Date: 06/01/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-31 |
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