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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-09
CO RA APPROVED 2019-08-30
  • TX RA
    APPROVED
    Since 2022-05-09
  • CO RA
    APPROVED
    Since 2019-08-30

Branch Locations

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Denver CO 01/2012 08/2019
Lpl Financial Llc Greenwood Village CO 08/2019 Present
  • 01/2012 → 08/2019
    Ameriprise Financial Services, Inc.
    Denver, CO
  • 08/2019 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

1) 08/2019 - DBA for LPL Business (entity for LPL business) - ASPIRE WEALTH MANAGMENT GROUP - 100% - INVESTMENT RELATED - GREENWOOD VILLAGE, CO 80111 2) 12/04/2019 - New Beginnings Divorce Financial Solutions - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business)- start date:09/30/2019 - 65 hrs/mo - 50 hrs during trading. 3) 11/11/2024 - Aspire LLC - Real Estate Rental - Owner - Investment Related - Elkhart Lake, WI - Start Date 11/21/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
  • S66 Uniform Combined State Law Examination
    2007-08-14

View on SEC IAPD

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