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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2015-12-21 |
Branch Locations
501 Demers Ave, Grand Forks, ND 58201 • United States
2850 24Th Ave S, Grand Forks, ND 58201 • United States
201 Briggs Ave S, Park River, ND 58270 • United States
11 1St Street Se, Mayville, ND 58257 • United States
601 4Th Street Ne, Devils Lake, ND 58301 • United States
3205 South Washington Street, Grand Forks, ND 58201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gate City Bank | Grand Forks | ND | 04/2013 | Present |
| Lpl Finanical Llc | Grand Forks | ND | 12/2015 | Present |
1. 3/17/2016: The Sunderland Group - Investment Related - 2102 Great Northern Drive, Fargo, ND 58102 - Non-Variable Insurance - Started 04/01/2016 - 16 Hours Per Month/1 Hour During Securities Trading - Agent. 2. 11/8/2018 - Gate City Bank - DBA: Gate City Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:10/29/2018 - 160 Hours Per Month/1 Hours During Trading. 3. 3/16/2021 - GATE CITY INSURANCE AGENCY, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2021 - 15 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-26 |
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