Michael Scott Anderson

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-05-09

CA RA
APPROVED

Since 2022-05-09

Branch Locations

1200 Prospect St Suite 100, La Jolla, CA 92038 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Milwaukee	WI	10/2012	07/2021
Ubs Financial Services Inc	La Jolla	CA	07/2021	Present

10/2012 → 07/2021

Robert W. Baird & Co. Incorporated

Milwaukee, WI
07/2021 → Present

Ubs Financial Services Inc

La Jolla, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-21

S66 Uniform Combined State Law Examination

2010-06-21

Designations

Other Names

Mike Anderson

View on SEC IAPD

Other Firms

ALPHACORE CAPITAL LLC

WEDBUSH SECURITIES INC.

HAMILTON MANOR & ASSOCIATES

TORREYANA CAPITAL

INTEGRATED WEALTH CONCEPTS LLC

SAGE STONE WEALTH MANAGEMENT LLC

PACIFIC EQUITY ADVISORS LLC

Other Investors

TIMOTHY SMITH CALLAN

KYLE ANDREW KRAUS

CHRIS JAMES MAUDLIN

NATHAN DAVID STEWART

Josh William Weisel

Samuel Joseph Woo

David Michael Jude Curiel

Other Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA

UBS FINANCIAL SERVICES INC. · LA JOLLA, CA

WEDBUSH SECURITIES INC. · LA JOLLA, CA

UBS FINANCIAL SERVICES INC. · LA JOLLA, CA

HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA

TORREYANA CAPITAL · LA JOLLA, CA

INTEGRATED WEALTH CONCEPTS LLC · LA JOLLA, CA

MORGAN STANLEY · La Jolla, CA

More in La Jolla, CA

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