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Andrew J. Serkes

J.P. Morgan Securities LLC

Clayton, MO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-23
TX RA APPROVED 2024-02-23
  • MO RA
    APPROVED
    Since 2024-02-23
  • TX RA
    APPROVED
    Since 2024-02-23

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sc Distributors, Llc Costa Mesa CA 03/2016 02/2018
Jpmorgan Chase Bank, N.A. Clayton MO 02/2018 Present
J.P. Morgan Securities Llc Clayton MO 02/2018 Present
  • 03/2016 → 02/2018
    Sc Distributors, Llc
    Costa Mesa, CA
  • 02/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Clayton, MO
  • 02/2018 → Present
    J.P. Morgan Securities Llc
    Clayton, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-23
S63 Uniform Securities Agent State Law Examination 2010-02-05
  • S65 Uniform Investment Adviser Law Examination
    2024-02-23
  • S63 Uniform Securities Agent State Law Examination
    2010-02-05
Other Names
  • Andrew James Serkes

View on SEC IAPD

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