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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-28
CA RA APPROVED 2017-10-06
  • TX RA
    APPROVED
    Since 2019-06-28
  • CA RA
    APPROVED
    Since 2017-10-06

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Diego CA 10/2012 10/2017
Wells Fargo Clearing Services, Llc San Diego CA 10/2017 Present
Previous Registrations
  • 2012-10-01 → 2017-10-11
    San Diego, CA
    San Diego, CA
    Poway, CA
    San Diego, CA
  • 2010-10-06 → 2012-10-01
    Chase Investment Services Corp.
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Poway, CA
    San Diego, CA
  • 2007-08-14 → 2010-10-01
    San Diego, CA
    San Diego, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10
Designations

View on SEC IAPD

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