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Timothy E Gray

Ubs Financial Services Inc.

Wellesley, MA

Worcester, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-11
  • TX RA
    APPROVED_RES
    Since 2017-08-11

Branch Locations

55 William Street, Wellesley, MA 02481 • United States

Worcester, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Worcester MA 04/2012 02/2022
Ubs Financial Services Inc. Wellesley MA 02/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-19
  • S66 Uniform Combined State Law Examination
    2007-06-19
Other Names
  • Timothy E Gray
  • Timothy E E Gray

View on SEC IAPD

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PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
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