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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-10-11
TX RA APPROVED 2019-10-10
  • UT RA
    APPROVED
    Since 2019-10-11
  • TX RA
    APPROVED
    Since 2019-10-10

Branch Locations

6405 South 3000 East Suite 250, Holladay, UT 84121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Western Advisors Holladay UT 04/2014 10/2019
Raymond James Financial Services, Inc. Holladay UT 10/2019 Present
Raymond James Financial Services Advisors, Inc. Holladay UT 10/2019 Present
First Western Advisors Holladay UT 10/2019 Present
  • 04/2014 → 10/2019
    First Western Advisors
    Holladay, UT
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Holladay, UT
  • 10/2019 → Present
    Holladay, UT
  • 10/2019 → Present
    First Western Advisors
    Holladay, UT
Previous Registrations
  • 2014-04-10 → 2019-10-11
    First Western Advisors
    Holladay, UT
    Holladay, UT
  • 2011-04-14 → 2014-04-14
    Harrisdirect Llc
    Arlington, VA
  • 2010-12-06 → 2011-04-07
    New England Securities
    Sandy, UT
  • 2008-05-16 → 2010-11-01
    Chase Investment Services Corp.
    Bountiful, UT
    Draper, UT
    Draper, UT
    Riverton, UT
    South Jordan, UT
    Ogden, UT
    Centerville, UT
    South Ogden, UT
    Draper, UT
    South Jordan, UT
    West Jordan, UT
Other Businesses

First Western Advisors Address: 6405 S 3000 E Ste 250, Holladay, UT, 84121, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 10/14/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Meet with clients and help them define their long term investment goals and objectives; manage clients assets

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-13
S63 Uniform Securities Agent State Law Examination 2007-07-10
  • S65 Uniform Investment Adviser Law Examination
    2008-05-13
  • S63 Uniform Securities Agent State Law Examination
    2007-07-10
Designations
Other Names
  • Joshua Liljenquist
  • Josh Charles Liljenquist

View on SEC IAPD

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